Public replies to viewer comments on your YouTube channel can carry the same regulatory weight as written client communications. Here’s how to build a comment-moderation policy that keeps you compliant without shutting down engagement.

Yes, financial advisor YouTube videos need disclosures – and where you place them matters as much as what they say. Here’s how to build disclosure language into every video without slowing down production.

RIA-only advisors and broker-dealer reps answer to different regulators – and that gap changes everything about how YouTube content must be reviewed, approved, and archived. Here’s how the two frameworks compare.

Your YouTube channel is subject to FINRA Rule 2210, the SEC Marketing Rule, and FTC endorsement guidelines – depending on how you’re registered. Here’s what each framework actually requires before you publish.